Last update on: 29/10/2021


Investment Trusts
Hauck & Aufhäuser Investment Gesellschaft S.A.
Hauck & Aufhäuser Privatbankiers KGaA, Niederlassung Luxemburg
Asset Manager
Hauck & Aufhäuser (Schweiz) AG, Zürich

Fund data (Equity Fund)

Fund size

(as of 30/09/2021)

6.81 mil. EUR
Share class size

(as of 30/09/2021)

6.81 mil. EUR
ISIN LU0470356352
Fund price (as of 29/10/2021)
Offer 181.84 EUR
Bid 174.85 EUR

Growth (as of 29/10/2021) *

10 Years 91.00 %
5 Years 37.79 %
3 Years 30.46 %
1 Year 21.80 %
Current year 11.00 %
Benchmark n.s.

* in Euro (€)

Master data of Funds
Launch date 23/12/2009
Available in AT, CH, DE, LU
Fund type Equity Fund
Kind of fund Sustainability and ethical funds / Sustainability-/ Ethical fund
Aim of investment The fund aims at a long-term growth in Euro.
Investment strategy The investment focus of the fund is on companies that follow ethical and ecological objectives in their governance (i.e. including the topics of water, renewable energy, climate change, new materials and recycling). For direct investments in equities of companies or bonds we will strictly ensure that in the governance a high environmental awareness and ethical and moral principles are visible.
Investment process An independent ethics committee develops and controls the
relevant ethical investment guidelines. In addition, the fund may invest in accordance with the principle of risk diversification in bonds and pension-type securities, convertible bonds, convertible notes, warrants, certificates, shares of open and closed-end funds.
Positive criteria High ethical awareness and responsibility; good product and business ecology; Transparency, among others
Negative criteria for stocks and corporate bonds Governance:
- corruption and bribery
- violations of OECD guidelines for multinational enterprises
- violations of the UN Global Compact

Ethical and Social:
- alcohol/spirits
- exploitative child labour
- banned weapons
- gambling
- child labour
- weapons of mass destruction (ABC/CBRN)
- pornography
- cluster bombs and anti-personnel mines
- tobacco products
- animal experimentation
- violations of human rights
- violations of the ILO protocol
- violations of democratic and political basic rights
- violations of social law and/or consumer protection law
- weapons/armaments

- chlorine or agrochemicals (e.g. biocides)
- fossil fuels
- dangerous chemicals
- genetic engineering (agriculture)
- production of long-lasting harmful organic substances production of long-lasting harmful organic substances
- nuclear power
- nuclear energy (operation or component manufacture)

- controversial business practices
- violation of laws or prosecution regarding relevant ESG criteria
- exploitation of natural resources
- Systematic lobbying towards public institutions to reduce environmental, health and social standards
- environmentally harmful activities/products
- environmentally harmful conduct

Negative criteria for government bonds Ethical and Social:
- child labour (countries)
- death penalty
- dependent countries, according to Freedom House
- violations of human rights (countries)
- violations of employment law
- violations of Non-Proliferation Treaty of Nuclear Weapons (countries)
- violations of the Geneva Convention
- violations of non-proliferation treaties of non-nuclear weapons (countries)

- non-ratification of the UN Convention on Biological Diversity
- non-ratification of the Kyoto Protocol

- high military budget
- corruption

Research done by Hauck & Aufhäuser (Switzerland) AG

This fund profile is aligned with the fund company.



*no exclusion but part of the analysis