Last update on: 29/10/2021


Investment Trusts
Gutmann KAG mbH
Gutmann KAG, Wien
Asset Manager
Hauck & Aufhäuser (Schweiz) AG, Zürich

Fund data (Balanced Fund)

Fund size

(as of 30/04/2019)

102.90 mil. EUR
Share class size

(as of 30/09/2021)

84.27 mil. EUR
ISIN AT0000973029
Fund price (as of 29/10/2021)
Offer 143.99 EUR
Bid 139.79 EUR

Growth (as of 29/10/2021) *

10 Years 23.00 %
5 Years 5.31 %
3 Years 8.80 %
1 Year 5.67 %
Current year 2.81 %
Benchmark MSCI World

* in Euro (€)

Master data of Funds
Launch date 28/12/1995
Available in AT, CH, DE
Fund type Balanced Fund
Kind of fund Sustainability and ethical funds / Sustainability-/ Ethical fund
Aim of investment The PRIME VALUES Income is a balanced fund, which focuses on achieving current income and long-term capital growth.
It is fully given preference to long-term, continuous as possible increase in value of fund assets instead of achieving quick trading profits in highly volatile investments with short-term target horizon.
Investment strategy Investment globally in bonds and equities. During the process of selecting stocks, focus is put on securities of companies with highly attractive market opportunities, a first-class management team and very solid balance and profit profile sheet.
Moreover, it is strictly paid attention that the assets are of companies
with a commercial policy that shows the best possible environmental
performance and compliance with recognized high ethical and moral
Investment process When distributing the investments, it is paid attention on a balanced and adjusted to the particular investment situation proportioning of profit-oriented and capital growth oriented investment instruments. In the selection of the bonds, the emphasis is placed on those of top borrowers (investment grade). Initiator and fund's investment adviser is Hauck & Aufhäuser (Switzerland) AG in Zurich.
Positive criteria High ethical awareness and responsibility; good product and business ecology; Transparency, among others
Negative criteria for stocks and corporate bonds Governance:
- corruption and bribery
- violations of OECD guidelines for multinational enterprises
- violations of the UN Global Compact

Ethical and Social:
- alcohol/spirits
- exploitative child labour
- banned weapons
- gambling
- child labour
- weapons of mass destruction (ABC/CBRN)
- pornography
- cluster bombs and anti-personnel mines
- tobacco products
- animal experimentation
- violations of human rights
- violations of the ILO protocol
- violations of democratic and political basic rights
- violations of social law and/or consumer protection law
- weapons/armaments

- chlorine or agrochemicals (e.g. biocides)
- mining/selling of fossil energy sources
- fossil fuels
- dangerous chemicals
- genetic engineering (agriculture)
- production of long-lasting harmful organic substances production of long-lasting harmful organic substances
- nuclear power
- nuclear energy (operation or component manufacture)

- controversial business practices
- violation of laws or prosecution regarding relevant ESG criteria
- exploitation of natural resources
- Systematic lobbying towards public institutions to reduce environmental, health and social standards
- environmentally harmful activities/products
- environmentally harmful conduct

Negative criteria for government bonds Ethical and Social:
- child labour (countries)
- death penalty
- dependent countries, according to Freedom House
- violations of human rights (countries)
- violations of employment law
- violations of Non-Proliferation Treaty of Nuclear Weapons (countries)
- violations of democratic and political basic rights
- violations of the Geneva Convention
- violations of non-proliferation treaties of non-nuclear weapons (countries)

- non-ratification of the UN Convention on Biological Diversity
- non-ratification of the Kyoto Protocol

- high military budget
- corruption

Research done by Hauck & Aufhäuser (Switzerland) AG

This fund profile is aligned with the fund company.



*no exclusion but part of the analysis